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Legal, Ethical, and Professional Issues in Psychoanalysis and Psychotherapy |
Death Knell for Clinical Psychologists as Psychotherapists
Karen Shore, Ph.D.
Do you know why the Jews wandered in
the desert for 40 years after Moses after brought them out of slavery. (No--this
is not the joke that they wandered for 40 years because the men wouldn't ask for
directions.) The Rabbis have suggested that before the Jews could settle in
Israel it was necessary for the whole generation that had experienced slavery to
die off, for it was important that Israel be built by people who had no memory
of slavery.
When a totalitarian regime comes to
power, it is important to them that they raise a new generation that has no
memory of democracy. One of their first acts is to banish, imprison, or murder
the "intellectuals," the writers, poets, and philosophers who would be
able to see through the authoritarians and who could rally opposition to the new
regime. Next, they do the same to others who denounce them and try to influence
others to fight for freedom. Usually out of fear, many of the society's more
ordinary citizens try to survive by adapting to the changes the regime demands. It is also important
to any new authoritarian power to control the education of the young, so that
new generations learn only what the regime wants them to learn, and no one has
any memory of any other way to think. The managed care industry applies the same
principles--not through banishment, incarceration and murder, of course, but
through forcing the opposition out of work, intimidating a majority into
submission, and taking over the education of the new generation of mental health
clinicians. Jerry Rubin, one of
the Chicago Seven tried for inciting a riot outside the Democratic National
Convention in 1968 in a protest against the war in Vietnam, once said: "The
power to define the situation is the ultimate power." Indeed. Managed care is
defining psychological treatment and the role of psychologists, and I am
saddened to report that psychology's graduate schools, with only a few
exceptions, are adapting to the industry's definitions of treatment and the
demands of the "marketplace," rather than fighting for an end to the
industry's economic murder of academic freedom and clinical wisdom. This
adaptation by psychology includes neglecting intensive, inner-focused
psychotherapy, teaching business principles and managed care financial
arrangements in order to work in managed care, and learning to develop group
practices that will take case rates or capitated contracts. These adaptations
are meant to help psychologists "survive." Unfortunately, this is a
short-sighted solution that, in the long run, will help managed care bring
Clinical Psychology to its death as a major and significant clinical profession.
If repeated in all our professions, we will soon have a generation of therapists
who have no memory of how to do any intensive inpatient or outpatient
treatments. As a member of the
Training Committee at Long Island's V.A. Medical Center, I interview applicants
for our internship positions in a group interview format. In these groups,
applicants used to talk about patients they have worked with, people, what
psychotherapy is about, what is helpful to patients. One of my colleagues
commented that it doesn't seem that recent applicants have any idea that they
are coming to the V.A. to work with people. My own perception is that they are
sounding more and more like robots or accountants (no offense meant to any
accountants out there--accountants should sound like accountants, but
psychologists shouldn't). The applicants are talking about
"techniques," research, neuropsychology and about "being
marketable." Once in a while one will say. "I want to work
psychodynamically because it's so important," yet he or she also clearly
recognizes that this may be impossible. And the others giggle. I'm not sure why.
As a group, the applicants also seem less insightful about themselves than
applicants were just a few short years ago. Further, it is increasingly common
that our interns have gotten through four years of graduate school without ever
having spent more than 12 or 15 sessions with any given patient, and they
haven't the faintest idea what to do beyond that number of sessions. I also want to inform
you of two disturbing reports our V.A. Internship Training Committee recently
received, as did many other Internship sites and graduate schools around the
country. The major report is titled: "Final Report of the APA (American
Psychological Association) Working Group on the Implications of Changes in the
Health Care Delivery System for the Education, Training and Continuing
Professional Education of Psychologists." The authors are Jean Spruill
Jessica Kohout, and Sheila Gehlmann. The companion report is smaller and has
almost the same title, substituting the word "Impact" for
"Implications," and the authors are Kohout and Gehimann. These reports
can be obtained from the APA by calling (202) 336-5980. All quotes and citations
below will be from the major report by Spruill et al. Before informing you
of the contents of the report, I want to clarify that the paper clearly states
that the report is, "not meant to reflect a policy statement of the
American Psychological Association with respect to organized systems of care and
training of graduate students" (p. 1). Further, the report was not
commissioned by APA, but by the Center for Mental Health Services, a federal
agency, and it was apparently handled by APA's Education Directorate and
Research Office, and not by the Practice Directorate (pp. 2 & 3 of the
"Impact" report). To obtain information
on graduate training needs and then feedback on preliminary recommendations, the
Working Group surveyed the leadership of the Practice Divisions, State
Psychological Associations, The Council of Graduate Departments of Psychology,
The Association of Psychology Postdoctoral and Internship Centers, the
Association of Medical School Psychologists, and the Association of V.A. Chief
Psychologists, as well as recent graduates and others. The purpose of the
contract was to "draft recommendations for changes in the education and
training of psychologists at the doctoral, internship, postdoctoral, and
continuing education/professional development stages for the delivery of
services in the emerging health care systems" (p. 1). The Working Group
stated that the purpose of the report was to address training needs for
psychologists who likely will have to work within an organized care setting when
they begin their career (p. 2). What has been
happening in graduate psychology programs is a submissive yielding to managed
care and the call of "the market-place," a focus on
"empirically-validated techniques," and an abandonment of traditional,
clinically-informed theories and therapies, especially psychodynamic or
humanistic theories and treatments. Graduate schools feel they must
"prepare students for the market-place" with techniques that are
backed by a rigid, objective "science" that does not do justice to the
human mind, rather than prepare them for the real and complex people with real
and complex problems who will seek their help. Even the strongest and most proud
psychoanalytically-oriented programs have changed their focus to satisfy,
demands of managed care. An artificial
economic power has coerced these changes against the clinical experience of
practitioners. And this is resulting in a new generation of psychologists who
have little insight into themselves or into their patients, and who will be more
likely to work as objective scientists in their clinical work rather than as
scientifically-informed whole human beings. And they will be less likely to
doubt the rightness of the marketplace, as they will professionally grow up with
no memory of any other way to work. As those of us who remember intensive
therapy retire and die off or are pushed out of practice and out of graduate
faculties, there will be no one left who thinks a fight is warranted. By
"banishing" its opposition, i.e., driving them out of work and out of
the field, managed care ensures its success, just as imprisoning or killing off
all potential protesters helps authoritarian regimes hold on to their power and
control. Before I highlight a
few quotes from the main report, I want to say that I think this is a very
excellent report, accurate in that it does predict what psychologists will need
to learn, assuming that managed care will continue to dominate the
"marketplace" and that there will be little private practice and only
a small self-pay market. Where I believe the report is inaccurate is in its
optimistic belief that many psychologists will be employed in the ways they
predict. My own guess is that Clinical Psychology, if managed care continues,
will wither and die, for few will be able, on such low reimbursement rates, to
pay back the student loans of $50,000-90,000 that doctoral training often
requires, and the "industry" will only require a handful of doctorally-trained
psychologists to do the tasks the Working Group outlines. Further, a large
portion of excellent people who would want to become clinicians will not be
attracted to what Psychology is becoming. At this point, I will
quote from the Final Report without comment. I believe the quotes will speak for
themselves: 1. "The
focus of our training will need to be changed because it is unlikely that
professional psychologists in the future will be solely, or even primarily,
direct service providers..." (p. 7). 2. "…
psychologists of the future are more likely to spend more of their time in
training and supervising other mental health professionals in the provision of
clinical services. They will design and evaluate programs, design quality
management activities, develop screening instruments, treatment interventions,
treatment planning modules, and outcomes assessment for various
populations…" (p. 8). 3. "In
making changes, the programs will need to become sensitive to market demands for
professional psychologists and be flexible in adapting their training to
society's workforce needs" (p 9). 4.
"Psychologists will do fewer direct services in the future. Instead they
will develop treatment protocols, which they will teach others to carry out;
will supervise the services of psychological extenders and other mental health
professionals..." (p. 39). 5. "The
changing health delivery model increasingly thrusts the psychologist into a
leadership role in which he/she manages or directs a team of professionals.
Capitated and contract methods of behavioral service delivery allow the doctor
to utilize bachelors and masters-level assistants in a cost effective manner
that has previously been prohibited by federal and private payers. These
dramatic changes present significantly expanded opportunities for psychologists
to compete in an efficiency driven market in which they will develop enhanced
psychological methods and delivery systems to utilize finite resources to reach
large numbers of patients" (p. 39). 6. Summarized
from pages 39-44: Supervised experience supervising others increasingly will
become a necessary part of clinical training.... Internship experiences should
expand and enhance the MCO and managed care training that was acquired during
graduate school.... Practica should include experiences as a case manager or
team leader making decisions to apply a particular modality based on the
admitting diagnosis and clinical need. For training programs that elect to
create an MCO environment when training in an MCO cannot be obtained, programs
should.... Select cases that lend themselves to short-term interventions, limit
treatment to a pre-specified number of sessions; have students justify
additional sessions; have students serve as reviewers for granting additional
sessions; have students supervise other students; develop provider profiles of
their caseloads.... 7.
"Professional psychologists are trained to do individual evaluation and
differential diagnosis to determine what kind of intervention or treatment is
most appropriate from the full range of psychological treatments available.
Once that determination is made, a number of other providers have intervention
training and can provide the services required, and can provide the services
required, either independently or under the supervision of others" (p. 45). 8. "MCOs
are concerned about therapists' attitudes because their negative attitudes are
easily conveyed to patients. An attitude of shared commitment to shared
goals ensures far better functioning and promotes self-initiated quality efforts
on the part of sub-contractors. If the client perceives an unfavorable attitude
on the part of the provider/therapist towards the MCO, this will get back to the
employer and raise problems for the MCO and subsequently for the
therapist/provider. A collegial attitude helps in working with case
managers--you can disagree and still get along" (p. 59). 9. "As
much as we may wish otherwise, psychology has become a business, and
psychotherapy is one of our products. To be competitive in the evolving
healthcare market, we must have products other than psychotherapy. We need
to understand and accept that psychology has become a business and learn how to
market psychology, its products, and ourselves to MCOs and the public" (p.
60). 10. In various
parts of the report, graduate programs are urged to forge new relationships
between their programs and managed care organizations in their communities,
including having MCO executives come into the classroom to teach graduate
students. I know that given
this description of psychology and graduate training, I would never have gone
into psychology, for what is described holds no interest for me and ignores
everything I value as a person who wants to try to heal people in emotional
pain. What I want to know
is: Where is the "Final Report of the APA Working Group on the Overthrow of
Managed Care Industry's Control over the Health Care Delivery System"?
Where is the "Final Report of the APA Working Group on the Violation by
Managed Care Companies of Professional Ethics and Humanistic Values"? Where
is the "Final Report of the APA Working Group on the Development of
Pro-Quality, Pro-Consumer Alternatives to Managed Care"? And please do
substitute for "APA" the letters for any of the other mental health
professions. Where is the collaboration of all our disciplines for a "Final
Report from the Professional and Consumer Communities on the Development of
Pro-quality, Pro-consumer Alternatives to Managed Care"? As Jerry Rubin
warned, the power to define the situation is, indeed, the ultimate power.
Graduate programs in psychology seem to be allowing managed care to define
psychology, and psychology's graduate programs are following managed care's
lead, rather than relying on their storehouse of scientific and clinical
experience and protesting that "the marketplace" is out of control. Interestingly, in an
article in the American Psychiatric Association's Psychiatric News (1/16/97, pp.
3, 32), current President, Herbert Sacks, M.D., wrote an article about the
current debate over practice guidelines for patients with panic disorder.
Apparently, early drafts of the guidelines focused on "evidence-based"
treatments. Apparently, enough psychiatrists criticized these guidelines.
Dr. Sacks reported that the sixth draft had included "extensive and
detailed responses ... from senior professors and outstanding clinicians who
have contributed widely to the literature and to the teaching of psychodynamic
psychotherapy to medical students and psychiatric residents.... The guideline
section on psychiatric management was recast, providing richer descriptions of
psychotherapy's role. Cognitive-behavioral therapy, developed by
psychiatrists, is now more appropriately balanced by the discussion of
psychodynamic psychotherapy" (p. 3). Sacks stated that, from the
outset of the project, the APA's position "has been that evidence utilized
will be of two forms: clinical research and clinical consensus based upon
decades of experience" (p. 3). It is this area of "clinical
consensus based upon decades of experience" that is not at all valued by
managed care. It is "clinical consensus based upon decades of
experience" that we must fight for in both inpatient and outpatient
treatments of all kinds. Take warning from the
"Final Report" described above. Managed Care will change Psychology to
suit its own selfish purposes, and our graduate programs have already largely
caved in to their demands. Psychiatrists and social workers tell me that the
same kinds of things are happening in their graduate training programs. Further,
to complete the control over training and education, managed care companies are
increasingly developing practica and internship sites for professionals in
training. I used to half-joke that we will soon see the industry
buying or building their own graduate programs. The Managed Care
University School of Professional Psychology will be here soon unless each of
you becomes far more involved in the fight to preserve quality treatment and the
professions. Before we "market" psychology, we should focus
solely on defeating and replacing managed care with pro-consumer, pro-quality
alternative systems of insurance, for it doesn't matter how superb our marketing
campaign is, the majority of consumers will still not have the freedom or the
money to choose us. All our professions
need to take back the power to define their work. I see a potential
direction from Social Work. The Winter, 1997 edition of the Clinical
Social Work Federation's Progress Report (pp. 1, 20) includes an article by
Denny McGihon, Ph.D., National Representative for Government Affairs in the CSWF
(and a Coalition member) that describes the efforts of the American Association
of State Social Work Boards to define the scope of practice of BSW's and MSW's,
and to distinguish them from Clinical Social Workers. Dr. McGihon's
article states that the clinical social workers have created a "Model State
Social Work Practice Act." This Act defines the scope of
practice in psychotherapy as limited to clinical social workers but not to
licensed BSWs or licensed MSWs who are not trained as clinical social workers.
Further, what I greatly admire is the Model Practice Act's definition of
psychotherapy: "Psychotherapy means the use of treatment methods utilizing
a specialized, formal interaction between a Clinical Social Worker and an
individual, couple, family, or group in which a therapeutic relationship is
established, maintained and sustained to understand unconscious processes,
intrapersonal, interpersonal and psychosocial dynamics, and the diagnosis and
treatment of mental, emotional, and behavioral disorders, conditions, and
addictions" (p. 1, quoting from p. 14 of the Model Practice Act).
This definition of psychotherapy appropriately goes well beyond managed care's
limited "behavioral health care" model, for it includes things
emotional, unconscious, interpersonal, and intrapersonal, as well as behavioral. We can no longer allow business
interests to define psychotherapy or any other form of mental health treatment.
All our professions must join together to define our work and our training
programs so that future generations of professionals will be able to fully meet
the needs of real human beings in pain who will seek mental health
services. We must do this while there are still practicing
clinicians left who remember how to do intensive treatments. Dr. Shore is President of
the National Coalition of Mental Health Professionals and Consumers, an
organization that works to bring public attention to problems and abuses in the
current health-care system and to find workable alternatives to managed care.
This article was originally published in the newsletter of the National
Coalition. It is reprinted with permission. The address of the National
Coalition is: P.O. Box 438, Commack, New York, USA, 11725. Telephone: (888)
729-6662. Email: NCMHPC@aol.com Website: www.nomanagedcare.org The Legal, Ethical,
and Professional Issues Committee agrees wholeheartedly with Karen Shore’s
articulate account of what is wrong with the current “health-care delivery
system" and how our graduate programs and professional organizations are
failing. Where we differ is with regard to her conclusions about the best way of
solving the problems she describes. Dr. Shore and the National Coalition support
the establishment of alternative systems of insurance to cover psychoanalysis
and all other forms of psychotherapy--which they see as health care services.
In contrast, the Academy supports the redefinition of psychoanalysis as
an art rather than a health care profession, and many of our members reject
third-party payment as an intrusion into the necessary privacy of the analytic
encounter. This harrowing, "heads-up" report invites us all to become
more active in the search for solutions.
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